Our Staff has compiled our research into a database of FINRA Broker Disclosures for Middle Market Transactions, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Joseph Nolan | 5775442 | 1 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Joseph Neubauer | 6195836 | 1 | 03/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |