Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rainmaker Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Wayne Anderson | 5030000 | 1 | 07/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Beardsley | 2546470 | 3 | 10/04/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Beardsley | 2546470 | 3 | 06/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Nestor Beleutz | 2403229 | 3 | 01/26/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Nestor Beleutz | 2403229 | 3 | 01/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory James Smith | 3232328 | 1 | 11/06/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |