Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rainmaker Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Wayne Nolan | 5081030 | 1 | 04/24/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Joseph Gracia | 5941399 | 1 | 05/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |