Our Staff has compiled our research into a database of FINRA Broker Disclosures for Rainmaker Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Wayne Nolan | 5081030 | 1 | 04/24/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Howard Platt | 2204835 | 4 | 07/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Howard Platt | 2204835 | 4 | 01/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Howard Platt | 2204835 | 4 | 01/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Howard Platt | 2204835 | 4 | 01/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glen Wayne Anderson | 5030000 | 1 | 07/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Capello | 730230 | 1 | 06/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Beardsley | 2546470 | 3 | 10/04/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Beardsley | 2546470 | 3 | 06/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Beardsley | 2546470 | 3 | 11/11/2009 | Customer Dispute | Settled | $167,000.00 | $0.00 | See FINRA Report |