Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Canet | 2969136 | 4 | 08/02/2016 | Customer Dispute | Settled | $89,796.30 | $0.00 | See FINRA Report |
| Arthur Roy McPherson | 2245364 | 1 | 12/03/2015 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Michael Bruce McGhee | 2441914 | 2 | 07/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Canet | 2969136 | 4 | 08/25/2008 | Customer Dispute | Settled | $50,750.00 | $0.00 | See FINRA Report |
| Michael Anthony Canet | 2969136 | 4 | 09/10/2007 | Customer Dispute | Closed-No Action | $23,591.00 | $0.00 | See FINRA Report |
| Michael Anthony Canet | 2969136 | 4 | 04/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Sterling Ashton | 2437849 | 1 | 04/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce McGhee | 2441914 | 2 | 11/24/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |