Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oberon Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Karlin | 2049000 | 2 | 08/21/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Thomas Guilfoile | 2202583 | 2 | 07/29/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |