Our Staff has compiled our research into a database of FINRA Broker Disclosures for Weild & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ricardo Cabezas | 2809119 | 2 | 11/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ricardo Cabezas | 2809119 | 2 | 06/04/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Franklin Leahy | 2940547 | 10 | 04/12/2000 | Customer Dispute | Award / Judgment | $93,421.00 | $0.00 | See FINRA Report |
Curtis Franklin Leahy | 2940547 | 10 | 04/07/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Curtis Franklin Leahy | 2940547 | 10 | 01/22/1999 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
Joel Kevin Coville | 2255822 | 4 | 10/09/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joel Kevin Coville | 2255822 | 4 | 12/26/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Zuniga Magat | 2435981 | 1 | 12/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Douglas Klein | 2583736 | 1 | 01/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Franklin Leahy | 2940547 | 10 | 05/24/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |