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FINRA Broker Disclosures for Weild & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Weild & Co.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 45 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Curtis Franklin Leahy29405471002/23/2016RegulatoryFinal$0.00$0.00See FINRA Report
Michael Nelson Christiansen1362713206/30/2015FinancialFinal$0.00$0.00See FINRA Report
Curtis Franklin Leahy29405471005/05/2015Judgment / Lien$0.00$0.00See FINRA Report
Kevin Brian Kimberlin1025712304/30/2015Judgment / Lien$0.00$0.00See FINRA Report
Curtis Franklin Leahy29405471004/11/2012Judgment / Lien$0.00$0.00See FINRA Report
Joel Kevin Coville2255822405/22/2009Judgment / Lien$0.00$0.00See FINRA Report
Gregory James Dennerlein1916010104/27/2009Customer DisputeDenied$2,215,000.00$0.00See FINRA Report
Calvin L Theus2339617103/18/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
Kevin Brian Kimberlin1025712311/04/2008Customer DisputeSettled$175,000.00$0.00See FINRA Report
Julio Marquez2261430104/03/2007RegulatoryFinal$0.00$0.00See FINRA Report

45 Results

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