Our Staff has compiled our research into a database of FINRA Broker Disclosures for Weild & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Curtis Franklin Leahy | 2940547 | 10 | 02/23/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Nelson Christiansen | 1362713 | 2 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Franklin Leahy | 2940547 | 10 | 05/05/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kevin Brian Kimberlin | 1025712 | 3 | 04/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Curtis Franklin Leahy | 2940547 | 10 | 04/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joel Kevin Coville | 2255822 | 4 | 05/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Gregory James Dennerlein | 1916010 | 1 | 04/27/2009 | Customer Dispute | Denied | $2,215,000.00 | $0.00 | See FINRA Report |
Calvin L Theus | 2339617 | 1 | 03/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Brian Kimberlin | 1025712 | 3 | 11/04/2008 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
Julio Marquez | 2261430 | 1 | 04/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |