Our Staff has compiled our research into a database of FINRA Broker Disclosures for Weild & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Edward Pastore | 1867225 | 2 | 08/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Eric Foster Risley | 1404260 | 4 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Warner Campbell | 1367893 | 2 | 07/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott K Steele | 1824451 | 4 | 06/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric Foster Risley | 1404260 | 4 | 05/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott K Steele | 1824451 | 4 | 02/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Ernest Onesto | 2453096 | 1 | 08/07/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
Peter C Fusaro | 5138664 | 1 | 05/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Scott K Steele | 1824451 | 4 | 04/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Curtis Franklin Leahy | 2940547 | 10 | 09/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |