Our Staff has compiled our research into a database of FINRA Broker Disclosures for Weild & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ricardo Cabezas | 2809119 | 2 | 06/04/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Zuniga Magat | 2435981 | 1 | 12/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Andrew Douglas Klein | 2583736 | 1 | 01/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Albert Homer Swanke | 4913973 | 1 | 09/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |