Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allan Woloshin | 732640 | 10 | 04/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Allan Woloshin | 732640 | 10 | 12/11/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 10/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 09/24/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 03/01/2000 | Customer Dispute | Settled | $74,974.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 08/29/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 03/01/1996 | Customer Dispute | Settled | $64,874.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 12/08/1993 | Customer Dispute | Settled | $56,500.00 | $0.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 10/29/1990 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Michael Allan Woloshin | 732640 | 10 | 10/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |