Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capstone Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip William Seefried | 1747086 | 1 | 06/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Janson | 4992234 | 2 | 06/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Adam Bomberg | 2932657 | 5 | 11/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 11/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 10/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dean Ewing | 6437132 | 5 | 12/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Beltran Moya | 6552758 | 1 | 12/02/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Janson | 4992234 | 2 | 10/12/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |