Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hodes Weill Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Andres Velasquez | 6193575 | 5 | 12/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Andres Velasquez | 6193575 | 5 | 10/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Andres Velasquez | 6193575 | 5 | 06/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Andres Velasquez | 6193575 | 5 | 01/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Andres Velasquez | 6193575 | 5 | 01/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |