Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Dewey Godfrey | 1866559 | 19 | 05/24/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 06/04/2003 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 04/09/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 04/09/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 04/09/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 03/07/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 02/03/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 01/28/2003 | Customer Dispute | Closed-No Action | $300,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 05/24/2002 | Customer Dispute | Award / Judgment | $900,000.00 | $341,000.00 | See FINRA Report |