Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Dewey Godfrey | 1866559 | 19 | 08/16/2010 | Customer Dispute | Settled | $594,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 11/06/2009 | Customer Dispute | Settled | $173,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 07/17/2007 | Customer Dispute | Denied | $158,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 03/05/2007 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 01/23/2007 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 01/23/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 10/26/2006 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 09/20/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 09/01/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Stephen Dewey Godfrey | 1866559 | 19 | 05/24/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |