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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 18 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Dewey Godfrey18665591908/16/2010Customer DisputeSettled$594,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591911/06/2009Customer DisputeSettled$173,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591907/17/2007Customer DisputeDenied$158,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591903/05/2007Customer DisputeSettled$500,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591901/23/2007Customer DisputeSettled$350,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591901/23/2007Customer DisputeSettled$300,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591910/26/2006Customer DisputeSettled$80,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591909/20/2005Customer DisputeSettled$500,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591909/01/2004Customer DisputeSettled$250,000.00$0.00See FINRA Report
Stephen Dewey Godfrey18665591905/24/2004Customer DisputeSettled$200,000.00$0.00See FINRA Report

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