Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morris Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Barry James Muhs | 342186 | 2 | 01/21/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Barry James Muhs | 342186 | 2 | 12/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
John Basil Simmons | 1355715 | 1 | 08/16/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John F Persinger | 1292743 | 3 | 10/13/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John F Persinger | 1292743 | 3 | 02/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John F Persinger | 1292743 | 3 | 10/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |