Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander M Cohen | 6692604 | 1 | 11/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Vern Bradley | 4605220 | 5 | 03/10/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Vern Bradley | 4605220 | 5 | 05/21/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Vern Bradley | 4605220 | 5 | 06/20/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Vern Bradley | 4605220 | 5 | 06/11/2008 | Customer Dispute | Settled | $248,618.00 | $0.00 | See FINRA Report |
| Michael Vern Bradley | 4605220 | 5 | 06/11/2008 | Customer Dispute | Settled | $248,618.00 | $0.00 | See FINRA Report |