Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brent Jason Greninger | 5810070 | 2 | 12/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark Laurence Guarino | 1307977 | 4 | 10/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
George Thomas McCutchen | 326502 | 3 | 08/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Kennett Barrus | 712703 | 1 | 10/15/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |