Our Staff has compiled our research into a database of FINRA Broker Disclosures for AIG Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Gielen | 2255297 | 2 | 01/02/1997 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Shawn Thomas James | 2313866 | 4 | 01/10/1995 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Peter Glenney Buckley | 2916968 | 1 | 10/14/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Allan Andrews | 4185052 | 1 | 03/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terrence Rolls | 2461586 | 1 | 09/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marlowe H Leggs | 7789283 | 2 | 01/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Thomas James | 2313866 | 4 | 09/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |