Our Staff has compiled our research into a database of FINRA Broker Disclosures for AIG Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald William Welch | 1510147 | 2 | 06/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald William Welch | 1510147 | 2 | 10/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Kevin Stant | 2577952 | 3 | 03/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Kevin Stant | 2577952 | 3 | 01/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Patrick Byrne | 2869356 | 1 | 06/11/2001 | Customer Dispute | Settled | $7,100.00 | $0.00 | See FINRA Report |
| Marlowe H Leggs | 7789283 | 2 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Thomas James | 2313866 | 4 | 09/29/2000 | Customer Dispute | Settled | $89,000.00 | $0.00 | See FINRA Report |
| Shawn Thomas James | 2313866 | 4 | 06/09/2000 | Customer Dispute | Settled | $24,299.00 | $0.00 | See FINRA Report |
| Michael John Gielen | 2255297 | 2 | 04/27/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Arthur Klemann | 4169199 | 1 | 01/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |