Our Staff has compiled our research into a database of FINRA Broker Disclosures for AIG Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Spencer S Goodridge | 6631202 | 1 | 09/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Virginia Smith | 4786397 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Georg Luis Baerje | 5567304 | 1 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonya Yvonne Shelton | 1899083 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shayna Keora Alfaro | 7771381 | 1 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Taggart | 2394575 | 1 | 01/03/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |