Our Staff has compiled our research into a database of FINRA Broker Disclosures for AIG Capital Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Spencer S Goodridge | 6631202 | 1 | 09/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Suzanne Virginia Smith | 4786397 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Edward Pollok | 4304852 | 4 | 11/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Georg Luis Baerje | 5567304 | 1 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sonya Yvonne Shelton | 1899083 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Kevin Stant | 2577952 | 3 | 08/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Hunter Perry Landis | 6840145 | 2 | 08/25/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |