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FINRA Broker Disclosures for AIG Capital Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for AIG Capital Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 37 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Spencer S Goodridge6631202109/25/2020FinancialFinal$0.00$0.00See FINRA Report
Suzanne Virginia Smith4786397104/30/2018FinancialFinal$0.00$0.00See FINRA Report
Benjamin Edward Pollok4304852411/14/2017FinancialFinal$0.00$0.00See FINRA Report
Benjamin Edward Pollok4304852411/14/2017FinancialFinal$0.00$0.00See FINRA Report
Benjamin Edward Pollok4304852411/14/2017FinancialFinal$0.00$0.00See FINRA Report
Benjamin Edward Pollok4304852411/14/2017FinancialFinal$0.00$0.00See FINRA Report
Georg Luis Baerje5567304101/31/2017FinancialFinal$0.00$0.00See FINRA Report
Sonya Yvonne Shelton1899083111/01/2015FinancialFinal$0.00$0.00See FINRA Report
William Kevin Stant2577952308/25/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Hunter Perry Landis6840145208/25/2015CriminalFinal Disposition$0.00$0.00See FINRA Report

37 Results

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