Our Staff has compiled our research into a database of FINRA Broker Disclosures for Universal Financial Services Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramon E. Domenech | 4552348 | 1 | 06/03/2019 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Javier Garofalo Medina | 4008696 | 5 | 09/18/2013 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Javier Garofalo Medina | 4008696 | 5 | 02/14/2012 | Customer Dispute | Settled | $149,967.00 | $0.00 | See FINRA Report |
| Javier Garofalo Medina | 4008696 | 5 | 02/11/2011 | Customer Dispute | Settled | $880,685.00 | $0.00 | See FINRA Report |
| Javier Garofalo Medina | 4008696 | 5 | 07/15/2010 | Customer Dispute | Settled | $78,879.00 | $0.00 | See FINRA Report |
| Javier Garofalo Medina | 4008696 | 5 | 07/14/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |