Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Bravo | 1826688 | 27 | 04/29/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 04/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/12/2019 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/05/2019 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 04/02/2019 | Customer Dispute | Denied | $27,400.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 04/01/2019 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 03/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/25/2019 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 03/18/2019 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/14/2019 | Customer Dispute | Settled | $134,752.00 | $0.00 | See FINRA Report |