Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alejandro Casaresmaduro | 2828978 | 3 | 06/20/2019 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/19/2019 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 06/17/2019 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 06/13/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/28/2019 | Customer Dispute | Settled | $735,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 05/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/17/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 05/08/2019 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/03/2019 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 04/29/2019 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |