Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Escobar | 1014769 | 4 | 07/31/2019 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 07/29/2019 | Customer Dispute | Settled | $355,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 07/29/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 07/29/2019 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 07/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 07/17/2019 | Customer Dispute | Settled | $321,506.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 07/16/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 07/15/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Anthony T Megaro | 1977837 | 6 | 06/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 06/20/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |