Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel Santiago Perez | 4586877 | 4 | 08/28/2019 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 08/26/2019 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 08/23/2019 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 08/23/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 08/23/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 08/21/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 08/21/2019 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 08/16/2019 | Customer Dispute | Settled | $104,842.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 08/15/2019 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 08/12/2019 | Customer Dispute | Settled | $459,688.00 | $0.00 | See FINRA Report |