Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Santiago | 2120981 | 14 | 05/14/2021 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Daniel John Mazurek | 2646136 | 7 | 04/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge Bravo | 1826688 | 27 | 03/29/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel John Mazurek | 2646136 | 7 | 11/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony T Megaro | 1977837 | 6 | 10/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Santiago Perez | 4586877 | 4 | 10/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 08/27/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 07/31/2020 | Customer Dispute | Withdrawn | $386,800.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 07/01/2020 | Customer Dispute | Denied | $17,290.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/21/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |