Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel John Mazurek | 2646136 | 7 | 06/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Mazurek | 2646136 | 7 | 05/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony T Megaro | 1977837 | 6 | 12/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Mazurek | 2646136 | 7 | 10/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gustavo Velazquez Melendez | 4477946 | 34 | 06/06/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 06/06/2022 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Anthony T Megaro | 1977837 | 6 | 12/22/2021 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Daniel John Mazurek | 2646136 | 7 | 09/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 05/19/2021 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 05/19/2021 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |