Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce David Swanson | 1113446 | 3 | 06/02/1992 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Bruce David Swanson | 1113446 | 3 | 05/08/1987 | Customer Dispute | Settled | $139,621.00 | $0.00 | See FINRA Report |
| Bruce David Swanson | 1113446 | 3 | 10/09/1986 | Customer Dispute | Award / Judgment | $45,343.00 | $13,871.00 | See FINRA Report |