Our Staff has compiled our research into a database of FINRA Broker Disclosures for Henley & Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael John Laderer | 1436877 | 3 | 12/16/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Francis Patrick Gemino | 219616 | 3 | 12/16/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Maria Teresa Germano-Alessi | 4404986 | 1 | 12/16/2021 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Francis Patrick Gemino | 219616 | 3 | 12/15/2008 | Customer Dispute | Pending | $17,000.00 | $0.00 | See FINRA Report |