Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Allen Beliveau | 2438533 | 2 | 10/13/2003 | Customer Dispute | Denied | $7,667.13 | $0.00 | See FINRA Report |
| Paul Harris Brock | 1690680 | 1 | 10/13/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Francis Antosca | 1709864 | 2 | 02/27/2003 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| Christian Allen Beliveau | 2438533 | 2 | 02/25/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Francis Fricke | 1975383 | 1 | 02/18/2003 | Customer Dispute | Settled | $27,790.00 | $0.00 | See FINRA Report |
| Don Matthew Silk | 2276631 | 1 | 01/25/2003 | Customer Dispute | Denied | $17,400.00 | $0.00 | See FINRA Report |
| Michael Francis Antosca | 1709864 | 2 | 01/22/2003 | Customer Dispute | Denied | $22,600.00 | $0.00 | See FINRA Report |
| Jon Phillip Harrison | 3109539 | 1 | 04/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Victor Gibbons | 1712061 | 1 | 08/16/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |