Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Albert Dean | 2759263 | 2 | 01/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Albert Dean | 2759263 | 2 | 07/09/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| John Francis Fricke | 1975383 | 1 | 02/18/2003 | Customer Dispute | Settled | $27,790.00 | $0.00 | See FINRA Report |