Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Fricke | 1975383 | 1 | 02/18/2003 | Customer Dispute | Settled | $27,790.00 | $0.00 | See FINRA Report |
| Don Matthew Silk | 2276631 | 1 | 01/25/2003 | Customer Dispute | Denied | $17,400.00 | $0.00 | See FINRA Report |
| Michael Francis Antosca | 1709864 | 2 | 01/22/2003 | Customer Dispute | Denied | $22,600.00 | $0.00 | See FINRA Report |