Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Drew Lynch | 2142722 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Albert Dean | 2759263 | 2 | 01/05/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Albert Dean | 2759263 | 2 | 07/09/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Brian William Heffernan | 4526001 | 1 | 11/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Edward Fitzpatrick | 1416910 | 1 | 03/23/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Connor Allen Woods Brisson | 7027227 | 1 | 03/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Daniel Lawrence | 5517839 | 1 | 09/05/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Corey Alan Scrupps | 2966493 | 1 | 06/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael David Woodman | 1941816 | 2 | 01/24/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael David Woodman | 1941816 | 2 | 05/01/2006 | Customer Dispute | Denied | $7,475.00 | $0.00 | See FINRA Report |