Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lewis Fulton | 710326 | 8 | 04/21/1998 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 03/24/1997 | Customer Dispute | Settled | $139,895.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 11/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 10/21/1996 | Customer Dispute | Award / Judgment | $100,000.00 | $77,600.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 10/21/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 09/25/1992 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Ronie Drori | 2059510 | 1 | 06/01/1992 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| James Lewis Fulton | 710326 | 8 | 10/17/1988 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |