Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Luke Meador | 6480445 | 1 | 04/06/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 04/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alyssa J Stevens | 7283098 | 1 | 03/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 03/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Jean Monaghan | 4015407 | 3 | 03/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Monaghan | 4015407 | 3 | 01/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Guadalupe Duran Regalado | 7030192 | 1 | 12/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Dylan Traylor | 7730186 | 2 | 12/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |