Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles B Galligan | 6653628 | 1 | 11/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Lynn Jones | 1888827 | 12 | 07/28/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brittney Rose Whatley | 5993976 | 3 | 06/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 06/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lynn Neace | 6426876 | 3 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lynn Neace | 6426876 | 3 | 05/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Elliott Sellar | 5685897 | 3 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 05/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chad Fredrick Guest | 6898964 | 4 | 04/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |