Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin L Gerstner | 7202464 | 1 | 03/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kora Burner | 7452393 | 1 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittany Michelle Phipps | 6659525 | 1 | 02/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brady Hertel | 7008943 | 1 | 02/11/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daryll Atkinson | 6394646 | 1 | 02/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael Cameron | 7233535 | 1 | 01/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Lynn Jones | 1888827 | 12 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer L Rosario | 6748300 | 1 | 01/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Henderson | 6436062 | 2 | 01/21/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Jesse George Nunez | 6578695 | 1 | 01/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |