Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jenifer May Carlson | 5586022 | 8 | 02/04/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jenifer May Carlson | 5586022 | 8 | 02/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Cordoba | 6161388 | 1 | 01/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Geraghty | 4338822 | 3 | 10/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica Rosario-Dejesus | 5973598 | 3 | 10/14/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Jones | 1888827 | 12 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Terry Lynn Neace | 6426876 | 3 | 08/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meghan Elizabeth Seabury | 3116768 | 3 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Lynn Jones | 1888827 | 12 | 08/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Erin Grady | 5348974 | 1 | 04/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |