Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Blake Hortness | 4408943 | 1 | 04/18/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vernita Faye Brown-Meagher | 2883067 | 2 | 01/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vernita Faye Brown-Meagher | 2883067 | 2 | 12/01/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marjorie Lynne Daniels | 2961778 | 1 | 10/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Scott Griffin | 5268595 | 1 | 06/06/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Noel Garabedian | 4171547 | 1 | 11/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Milton Doukakis | 4983621 | 1 | 04/16/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 11/30/-0001 | Customer Dispute | Settled | $140,585.00 | $0.00 | See FINRA Report |