Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Alexander Zechella | 5397173 | 1 | 02/26/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Broc Anthony Taylor | 5491443 | 1 | 01/14/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Leslie Baru | 1722032 | 6 | 02/04/1998 | Customer Dispute | Settled | $4,200.00 | $0.00 | See FINRA Report |
| Robert Mitchem | 6056809 | 1 | 12/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peggy Joan Hastings | 4358208 | 1 | 11/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Porpora | 1808926 | 1 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph James Ruiz | 5899118 | 1 | 05/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Stockbridge | 4154621 | 1 | 12/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Leslie Baru | 1722032 | 6 | 12/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shafieq Aryan | 7263293 | 1 | 11/26/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |