Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kayla Rose Bruno | 6745022 | 4 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Rose Bruno | 6745022 | 4 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Rose Bruno | 6745022 | 4 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kayla Rose Bruno | 6745022 | 4 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Joseph Arthurs | 6637311 | 1 | 08/16/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Trifone | 5991007 | 6 | 07/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Trifone | 5991007 | 6 | 07/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Mathias Theroux | 6946318 | 1 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Scaraville | 6648361 | 1 | 06/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Trifone | 5991007 | 6 | 05/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |