Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richard Kelley | 2365845 | 1 | 09/11/2000 | Customer Dispute | Denied | $6,344.46 | $0.00 | See FINRA Report |
| Erin Theresa Collins | 5054969 | 2 | 07/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin John Schlader | 4947459 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alex Shvartsman | 3017804 | 2 | 05/08/2000 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Stephen Richard Buell | 4764299 | 2 | 04/08/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zach Carey | 3110546 | 1 | 03/28/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Burdick | 7039844 | 1 | 11/12/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Joseph Hamel | 5217011 | 1 | 07/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Donald Hoy | 4610667 | 1 | 07/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |