Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Aaron Lowy | 6562210 | 1 | 06/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Klostermann | 5939715 | 1 | 04/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan C Hyde | 7062752 | 1 | 03/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Winfree | 1270499 | 2 | 02/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matt Holland Zubiel | 6254197 | 1 | 02/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jayme Allen Nawrocki | 6681623 | 1 | 01/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Goodrich | 5879836 | 1 | 09/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Burns | 4874178 | 3 | 05/29/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicolo P Beccalossi | 6154622 | 1 | 04/25/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erica Lee Franklin | 7607883 | 1 | 03/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |