Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Phillips | 6917964 | 2 | 12/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristina Phillips | 6917964 | 2 | 12/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Geraghty | 4338822 | 3 | 10/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Emily Elizabeth Lord | 7713223 | 3 | 10/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Burns | 4874178 | 3 | 10/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Emily Elizabeth Lord | 7713223 | 3 | 09/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Philip Corkins | 6253244 | 2 | 09/25/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nah'Rya Anala Walker-Pierson | 6948820 | 1 | 09/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jenifer May Carlson | 5586022 | 8 | 09/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Javier Garcia Bautista | 7002372 | 1 | 08/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |