Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Thomas Doucette | 4700517 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Feliciano de Jesus Gonzalez | 2949091 | 2 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Feliciano de Jesus Gonzalez | 2949091 | 2 | 12/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Bostory | 5609523 | 2 | 12/08/2014 | Customer Dispute | Settled | $336,242.00 | $0.00 | See FINRA Report |
| Ronald David Sulhoff | 6829086 | 4 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie McHugh | 4180727 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Torres-Aburto | 5775764 | 1 | 11/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erek Reynolds | 5340921 | 4 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Antonia Torres | 7311413 | 1 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy J Magdalino | 5866823 | 1 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |