Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erwin Brent Gant | 2231488 | 1 | 12/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Bostory | 5609523 | 2 | 12/18/2015 | Customer Dispute | Settled | $36,509.00 | $0.00 | See FINRA Report |
| Denes Manuel Rentas Gonzalez | 4995663 | 1 | 12/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Daniel Ray Moses | 5404985 | 1 | 12/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mildred Cartagena | 6318548 | 2 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Burns | 4874178 | 3 | 11/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Talonie Tylynn Daniels | 6639964 | 1 | 10/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erek Reynolds | 5340921 | 4 | 10/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Lewis Kranowitz | 2927897 | 1 | 10/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allan W Musamali | 4492661 | 1 | 08/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |