Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Jean Cigal | 4076064 | 1 | 08/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Christina Coury | 4836246 | 1 | 07/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Ernest Westphal | 7051932 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Duran | 4628723 | 1 | 07/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Reed Salony | 6344700 | 1 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Grace M Jones | 6591657 | 2 | 07/06/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald David Sulhoff | 6829086 | 4 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina V Williams | 7238074 | 3 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas May | 3269143 | 2 | 06/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Dexter Wiseheart | 6327406 | 1 | 06/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |