Our Staff has compiled our research into a database of FINRA Broker Disclosures for Empower Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Sue Olin | 5396500 | 5 | 06/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tao Chin | 4207342 | 1 | 03/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Balthazor | 7148654 | 1 | 03/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore Rammelkamp | 7301360 | 1 | 03/03/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Olivia Smith | 6863565 | 1 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Bohnenkamp | 7286738 | 1 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aleksandr Slyusarev | 5919319 | 2 | 11/18/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |